NYS Drinking Water State Revolving Fund
Pre-Application Form

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Drinking Water State Revolving Fund (DWSRF) Pre-Application Form
Preliminary Project Schedule and Cost Estimate
For Intended Use Plan (IUP) Listing Purposes
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PWS I.D. No.___________________
Project Tracking No. __________
Date Received:____/____/____

Date Prepared: ___/___/___


Name of Water System:     ____________________________________________

Municipality:     ______________________________________________________

County:     __________________________________________________________

Legislative Districts - Congressional:  ______NYS Senate: _______NYS Assembly:  _______

Project Description/Location:     _________________________________________



Population Served by Water System:     __________________________________

Population Served by Project:      _______________________________________

Has this project been listed in a DWSRF Intended Use Plan (IUP)? Yes or No.
If yes, please indicate the DWSRF project tracking number:     ________________________

Are there other funding sources anticipated for the project: Yes or No.
If yes, please attach a separate sheet of paper and include source of funding,
amount of funding, type of funding, and letter of confirmation.

Project Cost Estimate

Construction Costs:      $________

Engineering Fees:       $________

Other Expenses:       $________

Equipment Costs:      $________

Land Acquisition:      $________

Contingencies (___% used):   &________

Subtotal Project Costs:   $________

Deduct other funding
sources (HUD, RD, etc.)   $________

Add Est. Issurance Costs
(Estimated issuance costs are
approximatey 3% of
project costs:      $________

Total Amount to Finance:   $________


Name of Borrower:  ___________________________________ Consulting Engineer:  ___________________________________
Contact Person, Title:  _________________________________ Contact Person, Title:   __________________________________
Address:  ____________________________________________ Address:  ____________________________________________
Phone #:  ____________________________________________ Phone #:  _____________________________________________
Fax#:  _______________________________________________ Fax #:  ______________________________________________
E-Mail Address:   ______________________________________ E-Mail Address: ______________________________________

If applicable, on a separate sheet of paper provide contact information for additional parties who should be included on project mailing list, including system owner (if different than borrower) and person responsible for completing subsequent application package.

(T) Target or (A) Actual
Please return completed form to:
  1. Submit Engineering Report
(     ) __________
New York State Department of Health
Bureau of Public Water Supply Protection
547 River Street, Flanigan Square, Room 400
Troy, New York 12180
Phone:    (518) 402-7650
Fax:      (518) 402-7659
  1. When will all Technical Submittals be completed?
(     ) __________
  1. Start of construction date (date Notice to Proceed was issued)?
(     ) __________
  1. Is this project being submitted for Refinancing? Yes or No (circle correct response)
    If yes, Construction Completion Date (actual date)?
(     ) __________


e-mail Send questions or comments to: bpwsp@health.state.ny.us
Revised: October 2002